This module provides an overview and understanding of the risk management structure required for AFS licensees. It discusses the key areas of risk for licensees, and guides participants through the management process, based on internationally recognised standard ISO 31000 'Risk Management'.
Susan Campbell is a leading risk management expert with substantial experience in senior roles in the finance and corporate sectors. Susan worked for many years with major banks in Melbourne and London as a treasury advisor to Australian and international firms before a subsequent appointment to the role of the Treasurer for Sussan Corporation, a large Australian property and retail group. She has also held a senior lecturer position at RMIT University.
For the last 20 years Susan has run a successful consulting business, ARGYLL, specialising in treasury operations, transactional banking, risk management and internal controls. She also presents and writes for various professional bodies in Australia and overseas.
Susan is a non-executive director of Heritage Bank and Benetas Aged Care and serves on their risk committees. Her role at Heritage Bank, Australia’s largest member-owned bank, gives Susan direct experience and insight into the role of good risk management in financial institutions.
This module is suitable for individuals who have been nominated as an RM on their organisation’s AFS licence, for a firm operating in Australian financial markets and are:
By the end of this module you should be able to:
The estimated workload for this module includes:
There are three assessment components for this module:
You will be awarded a Statement of Attainment when this module is successfully completed, as partial completion of the FNS60715 Advanced Diploma of Financial Licensing Management. To achieve the Advanced Diploma, you need to also complete module 1 - Role & Obgliations.
This entire program was great.
The interaction with the other participants with different backgrounds was quite useful.
The practical exercises were very good.
The clinic gave me some good ideas for risk management in our company.