As a new or nominated responsible manager (RM), you're expected to understand the legal and compliance obligations relating to the products and services your organisation provides. This module will give you the skills and knowledge you need to make day-to-day decisions on how these services are provided within the Australian financial services (AFS) licensing framework.
Fadi is a trusted legal advisor with over 20 years practical industry experience advising on some of Australia's most significant investment management, M&A and capital transactions in the funds and financial services sectors.
Many students have benefited from his practical industry experience gained from roles with AMP Capital, Deutsche Bank and Brookfield. Fadi is also a member of the Lapochka Accreditation Board, which provides accreditation for asset management and financial services executives. Fadi is rated as an Australian Leading Lawyer by Chambers Asia Pacific, Legal 500 and Best Lawyers reviews.
This module is suitable for individuals who have been nominated as an RM on their organisation’s AFS licence, for a firm operating in Australian financial markets and:
By the end of this module you should be able to:
The estimated workload for this clinic includes:
There are two assessment components for this module:
You will be awarded a Statement of Attainment when this module is successfully completed, as partial completion of the FNS60715 Advanced Diploma of Financial Licensing Management. To achieve the Advanced Diploma, you need to complete one of the elective pathways detailed here.
Fantastic level of detail that will greatly assist me in carrying out my duties as an RM.
The interactive group work greatly helped my understanding as the module had a variety of participants.
The presenter did a fantastic job of keeping the group focused.
It's been very good to take stock and review all of our policies and procedures internally as a result of this course.